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NATURAL MAN IN A STATE OF FREEDOM
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It is noteworthy that Locke played a strong part in the "Glorious
Revolution", the act that brought stability back to England
through a mutual agreement between Parliament and the Crown
concerning the extent of each others powers. The difference
between his thought and that of Thomas Hobbes, lay in his vision
of man in the state of nature. As you recall, Hobbes saw man in
the state of nature as in a state of war one against another.
Locke's vision was almost totally
opposite.
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To understand political power aright, and derive from its
original, we must consider what state all men are naturally
in, and that is a state of perfect freedom to order their
actions and dispose of their possessions and persons as they
think fit, within the bounds of the law of nature, without
asking leave, or depending upon the will of any other man.
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Compared with Aquinas' state of innocence, Locke saw man more
like a free and independent individualist not naturally dependent
on a need for socialization. But compared with Hobbes, Locke
appears the optimist, while Hobbes a pessimist. However, if we
examine the periods in which they lived we can easily understand
their differences. Hobbes was a member of Queen Elizabeth's
inner circle. She was a strong queen who understood the
relationship between the Crown and Parliament. Thus, could keep
a strong rein on Parliament without exerting excessive control.
But he wrote Leviathan while in exile during the period of
Cromwell, for whom the peace of England depended entirely on his
control of the military. Locke, on the other hand was one of the
architects of the "Glorious Revolution" which brought a sense of
sanity back into English government through an open agreement
between the Crown and Parliament
We can see this effort as showing that a rational sense of the
importance of individual responsibility was uppermost on his mind
as he detailed his idea of the state of nature.
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A state also of equality, wherein all the power and
jurisdiction is reciprocal, no one having more than another;
there being nothing more evident than that creatures of the
same species and rank, promiscuously born to all the same
advantages of nature, and the use of the same faculties,
should also be equal one amongst another without
subordination or subjection, unless the Lord and master of
them all should by any manifest declaration of His will set
one above another, and confer on him by an evident and clear
appointment an undoubted right to dominion and sovereignty.
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Richard Hooker, often called "the Judicious Hooker," was a
sixteenth century Anglican theologian who made a strong defence
of the Elizabethan church structure. He also introduced the idea
of reason as an important source of religious truth by his
triumvirate of bible, church, and reason. Because in this
quotation Locke took him a little out of context, the attitude
shown here reflects Locke's approach more than Hookers.
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This equality of men by nature the judicious Hooker looks
upon as so evident in itself and beyond all question, that
he makes it the foundation of that obligation to mutual love
amongst men on which he builds the duties, they owe one
another, and from whence he derives the great maxims of
justice and charity. His words are:-
"The like natural inducement hath brought men to know that
it is no less their duty to love others than themselves; for
seeing those things which are equal must needs all have one
measure, if I cannot but wish to receive good, even as much
at every man's hands as any man can wish unto his own soul,
how should I look to have any part of my desire herein
satisfied, unless myself be careful to satisfy the like
desire, which is undoubtedly in other men, we all being of
one and the Same nature. To have anything offered them
repugnant to this desire, must needs in all respects grieve
them as much as me, so that if I do harm, I must look to
suffer, there being no reason that others should show,
greater measures of love to me than they have by me showed
unto them. My desire, therefore, to be loved of my equals in
nature as much as possible may be, imposeth upon me a
natural duty of bearing to themward fully the like
affection; from which relation of equality between ourselves
and them that are as ourselves. What several roles and
canons natural reason hath drawn for direction of life no
man is ignorant."
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You may recall That Aquinas set human reason right alongside
Natural Law and Divine law as the three precepts for man living
as a social creature. Living through human reason implies for
both Aquinas and Locke a responsibility toward the world around
them, toward other human beings and toward oneself. As Locke put
it, "But though this be a state of liberty, yet it is not a state
of license; though man in that state have an uncontrollable
liberty to dispose of his person or possessions, yet he has not
liberty to destroy himself, or so much as any creature in his
possession." Of course, for Aquinas natural law was what every
animal must obey in order for their own preservation. But Locke
wants to see natural law in a different sense. He interpreted
the idea in a fashion consistent with Galileo and Newton. For
natural law, like the law of Gravity, compels obedience. But for
man that compulsion is through a life of reason. As he put it,
"The state of nature has a law of nature to govern it, which
obliges every one; and reason, which is that law, teaches all
mankind who will but consult it, that, being all equal and
independent, no one ought to harm another in his life, health,
liberty, or possessions." However, this natural law is a law of
God and not of man, "For men being all the workmanship of one
omnipotent and infinitely wise maker --all the servants of one
sovereign master, sent into the world by His order, and about his
business-- they are His property, whose workmanship they are,
made to last during His, not one another's pleasure." Then, in a
sharp blow against any kind of absolutism, he declared the
equality of all men.
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...and being furnished with like faculties, sharing all in
one community of nature, there cannot be supposed any such
subordination among us, that may authorize us to destroy one
another, as if we were made for one another's uses, as the
inferior ranks of creatures are for ours. every one, as he
is bound to preserve himself, and not to quit his station
wilfully, so, by the like reason, when own preservation
comes not in competition, ought he, as much as he can, to
preserve the rest of mankind, and not, unless it be to do
justice on an offender take away or impair the life, or what
tends to the preservation of the life, the liberty, health,
limb, or goods of another.
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European man, even back in the days of Charlemagne, has always
been extremely jealous of his own independence. Whether a
peasant or a knight in a ninth century manor, or a master
craftsman in a fourteenth century guild, European man felt secure
in his own individuality. Hobbes saw this as a problem, a source
of inevitable tension leading to a state of constat war and a
need for powerful leadership. The kind of leadership England
experienced under Elizabeth. Aquinas saw it tempered by an inner
need for a social life. John Locke's natural law is a constraint
on individuality. But it is a rational constraint because as he
saw it, reason will direct any sensible man that its requirements
are necessary in order for a state of society to become stable.
Individuality aside, man must still live in society. But if this
is to be a rational society, man's role in it must be validly
derived from the power he held as an individual in a state of
nature. From the above discussion we see that the law of nature,
or as Locke would have it, the law of reason, compels man to
behave in a responsible manner with his fellow men. The details
of this interaction direct us to understand the limits of social
control.
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And that all men may be restrained from invading others'
rights, and from doing hurt to one another, and the law of
nature be observed, which willeth the peace and preservation
of all mankind, the execution of the law of nature is in
that state put into every man's hand, whereby every one has
a right to punish the transgressors of that law to such a
degree as may hinder its violation. For the law of nature
would, as all other laws that concern men in this world, be
in vain if there were nobody that, in the state of nature,
had a power to execute that law, and thereby preserve the
innocent and restrain offenders. And if any one in the state
of nature may punish another for any evil he hath done,
every one may do so. For in that state of perfect equality,
where naturally there is no superiority or jurisdiction of
one over another, what any may do in prosecution of that
law, every one must needs have a right to do.
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But because of the effect of the natural law of reason this will
not result in the kind of constant warfare espoused by Hobbes
because natural law prescribes its own limitations.
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And thus in the state of nature one man comes by a power
over another; but yet no absolute or arbitrary power, to use
a criminal, when he has got him in his hands, according to
the passionate beats or boundless extravagance of his own
will; but only to retribute to him so far as calm reason and
conscience dictate what is proportionate to his
transgression, which is so much as may serve for reparation
and restraint. For these two are the only reasons why one
man may lawfully do harm to another, which is that we call
punishment. In transgressing the law of nature, the offender
declares himself to live by another rule than that of common
reason and equity, which is that measure God has set to the
actions of men, for their mutual security; and so he becomes
dangerous to mankind, the tie which is to secure them from
injury and violence being slighted and broken by him. Which,
being a trespass against the whole species, and the peace
and safety of it, provided for by the law of nature, every
man upon this score, by the right he hath to preserve
mankind in general, may restrain, or, where it is necessary,
destroy things noxious to them, and so may bring such evil
on any one who hath transgressed that law, as may make him
repent the doing of it, and thereby deter him, and by his
example others, from doing the like mischief. And in this
case, and upon this ground, every man hath a right to punish
the offender, and be executioner of the law of nature.
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Since government is a social contract, an agreement entered into
freely by all those who desire to live within its jurisdiction,
it can only be derived from the powers owned by the individual
prior to entering into the contract. Therefore government is
inexorably bound to the same natural law that binds the
individual. And it only applies to those who have freely
accepted, by their free choice of living within it, the terms of
the contract. The contract, then does not extend beyond the
jurisdiction of that particular government.
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I doubt not but this will seem a very strange doctrine to
some men: but before they condemn it, I desire them to
resolve me by what right any prince or State can put to
death or punish an alien, for any crime he commits in their
country. 'Tis certain their laws, by virtue of any sanction
they receive from the promulgated will of the legislature,
reach not a stranger: they speak not to him, nor, if they
did, is he bound to harken to them.
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Since the justification for government in Locke's sense is
derived from a state of nature where everyman is free yet
constrained by a common law of nature, a law described as reason,
its power will of necessity be limited by that same law of
nature. The only two powers that the individual has over others
in a state of nature are first; the power of punishing another
who has injured the individual, though only to the extent that it
tends to discourage further transgressions by that individual or
others. And second, the power of seeking reparation for the harm
done by another. Therefore, the only powers that a government
may have are those that can be derived from these.
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From these two distinct rights -the one of punishing the
crime. For restraint and preventing the like offense, which
right of punishing is in everybody; the other of taking
reparation, which belongs only to the injured party comes it
to pass that the magistrate, who by being magistrate hath
the common right of punishing put into his hands, can often,
where the public good demands not the execution of the law,
remit the punishment of criminal offenses by his civil
authority, but yet cannot remit the satisfaction due to any
private man for the damage he has received. That he who has
suffered the damage has a right to demand in his own name,
and he alone can remit. The damnified person has the power
of appropriating to himself the goods or service of the
offender, by- right of self- preservation, as every man has
a power to punish the crime, to prevent its being committed
again, by the right he has of preserving all mankind, and
doing all reasonable things he can in order to that end. And
thus it is that every man in the state of nature has a power
to kill a murderer both to deter others from doing the like
injury, which no reparation can compensate, by the example
of the punishment that attends it from everybody, and also
to secure men from the attempts of a criminal who having
renounced reason, the common rule and measure God hath given
to mankind, hath by the unjust violence and slaughter he
hath committed upon one, declared war against all mankind,
and therefore may be destroyed as a lion or a tiger, one of
those wild savage beasts with whom men can have no society
nor security. And upon this is grounded that great law of
nature. "Whoso sheddeth man's blood, by mall shall his blood
be shed." And Cain was so fully convinced that every one had
a right to destroy such a criminal, that after the murder of
his brother he cries out, "Every one that findeth me shall
slay me;" so plain was it writ in the hearts of mankind.
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The limits of government then are derived from two directions.
first from the rights of man in the state of nature. Since it is
man who must create government, he can bestow on it nothing he
did not possess prior to the creation. Second, through the
natural law, which for Locke meant laws dictated by reason.
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